Four types of right effort in Theravada Buddhism
By Dr. Ari Ubeysekara
Introduction
In the Buddhist teachings, Lord Gautama Buddha has consistently emphasised the significance of one’s effort (viriya) required to cultivate and successfully complete the path of liberation to attain Nibbana. The Buddha’s own determination and effort is well indicated by His resolution on the night of enlightenment when He sat down to meditate under the Bodhi tree (ficus religiosa) at the place presently known as Bodh Gaya in India;
“Though only my skin, sinews and bone may remain, and my blood and flesh may dry up and wither away, yet will I never move from this seat until I have attained full enlightenment.”
The Pali word “viriya” meaning a skilful attitude of engaging in wholesome activities has been translated into English language as effort, energy, vigour, exertion, diligence, persevering, persistence, etc. In the Higher Teachings of the Buddha (abhidhamma), effort has been described as one of the six occasional mental factors (cetasika). Effort is an ethically variable factor taking on the moral quality of the mind at any given time. The proximal cause for the arising of effort is a sense of spiritual urgency (samvega). This sense of spiritual urgency can arise when one reflects on birth, old age, disease, death, suffering in the lower planes of existence (apaya), suffering experienced in past lives, suffering to be experienced in future lives and suffering involved in searching for food in this life. (1)
Being an ethically variable mental factor, effort becomes a wholesome mental factor when it is associated with a wholesome consciousness based on the three wholesome roots of non-greed, non-hatred and non-delusion. It is an unwholesome mental factor if it is associated with an unwholesome consciousness based on the three unwholesome roots of greed (lobha), hatred (dosa) and delusion (moha), while it becomes a kammically indeterminate mental factor if it is associated with a kammically indeterminate consciousness. The factor of effort (viriya) that is considered here is effort for wholesome actions that are performed with a view to attain enlightenment, a state beyond all suffering.
Effort can be either mundane or supra-mundane. Effort to stop the arising of unwholesome mental volitions or to get rid of unwholesome volitions that have already arisen in a worldly sense in relation to the sensuous world (kama loka), fine material world (rupa loka) and formless world (arupa loka) is mundane effort. Effort that arises during the path (magga) and fruition (phala) of the four supra-mundane stages of Stream Entry (sotapanna), Once Returner (sakadagami), Non-Returner (anagami) and Arahant is supra-mundane effort.
The Buddha has included right effort as the sixth factor of the Noble Eight-fold Path which has to be cultivated by everyone who hopes to gain enlightenment and escape from all suffering and the cycle of birth and death.
The Noble Eight-fold Path (ariya atthangika magga)
- Right view (samma ditthi)
- Right intention (samma sankappa)
- Right speech (samma vaca)
- Right action (samma kammanta)
- Right livelihood (samma ajiva)
- Right effort (samma vayama)
- Right mindfulness (samma sati)
- Right concentration (samma samadhi) (2)
Right effort provides necessary energy to develop the other seven factors, particularly, the factor of right concentration which is necessary to develop right wisdom. Effort becomes right effort within the Noble Eightfold Path only when it is influenced and guided by right view and right intention and work in harmony with other factors.
The Buddha showed (and taught the way) to the world that as human beings we have the potential to liberate ourselves from suffering in this life itself. In the Parinibbana sutta of the Digha Nikaya (collection of the Buddha’s long discourses), the Buddha advised the chief attendant Venerable Ananda as follows;
“Ananda, be islands unto yourselves, refuges unto yourselves, seeking no external refuge; with the Dhamma as your island, the Dhamma as your refuge, seeking no other refuge.” (3)
It needs strong, persistent and unshakable effort for one to cultivate and complete the path of liberation by oneself. In the Kitagiri sutta of the Majjhima Nikaya (collection of the Buddha’s middle length discourses), the Buddha has indicated the degree of effort and determination that one requires in order to attain that goal;
“Gladly would I let the flesh and blood in my body dry up, leaving just the skin, tendons, and bones, but if I have not attained what can be reached through human firmness, human persistence, human striving, there will be no relaxing my persistence.” (4)
In the Satipatthana sutta of the Majjhima Nikaya, the Buddha has described contemplation of the seven factors of enlightenment including effort as a means of developing mindfulness of mind objects (dhammanupassana). In contemplating the factor of effort as just a mental object, the meditator is aware;
- When the effort factor has arisen
- When the effort factor has not arisen
- When the effort factor arises, and
- When the arisen effort factor reaches its completion (5)
All aspirants to enlightenment in the past, present and the future to become a Samma Sambuddha, Pacceka Buddha or an Arahant would do so by practising the four aspects of mindfulness described in this discourse: Contemplating the body in the body (kayanupassana), contemplating feelings in the feelings (vedananupassana), contemplating mind in the mind (cittanupassana) and contemplating mind objects in mind objects (dhammanupassana). According to the Buddha, each technique of developing mindfulness on the body, mind, feelings and mind objects with a view to gain insight should be accompanied by three factors:
“atapi, sampajano,satima”
“Ardency, clear comprehension, mindfulness”
Here, ardent or resolute means having a sustained and balanced effort (viriya) that is associated with enough vigour and enthusiasm to eradicate the mental defilements, such as mental hindrances and continue with one’s practice till one arrives at the final destination of one’s spiritual journey.
In the Mahasakuludayin sutta of the Majjhima Nikaya, the Buddha has described the four types of right effort as follows:
- A monk awakens zeal for the non-arising of un-arisen evil unwholesome states, and he makes effort, arouses energy, exerts his mind, and strives.
- A monk awakens zeal for the abandoning of arisen evil unwholesome states and he makes effort, arouses energy, exerts his mind, and strives.
- A monk awakens zeal for the arising of un-arisen wholesome states and he makes effort, arouses energy, exerts his mind, and strives.
- A monk awakens zeal for the continuance, non-disappearance, strengthening, increase, and fulfilment by development of arisen wholesome states, and he makes effort, arouses energy, exerts his mind, and strives. (6)
So, the four types of right effort that a disciple on the path of liberation should aim to apply are:
- Effort to prevent the development of unwholesome mental states that have not arisen (anuppannanaṃ akusalanaṃ dhammanaṃ anuppadaya vayamo)
- Effort to abandon the unwholesome mental states that have arisen (uppannanaṃ akusalanaṃ dhammanaṃ pahanaya vayamo)
- Effort to cultivate the un-arisen wholesome mental states (anuppannanaṃ kusalanaṃ dhammanaṃ uppadaya vayamo)
- Effort to maintain the wholesome mental states that have arisen (uppannanaṃ kusalanaṃ dhammanaṃ bhiyyobhavaya vayamo)
Unwholesome mental states are the mental defilements that can arise from the three unwholesome roots of greed (lobha), hatred (dosa) and delusion (moha) while wholesome mental states originate from the wholesome roots of non-greed (alobha), non-hatred (adosa) and non-delusion (amoha). Unwholesome mental states can lead one to be born in the lower realms of extreme suffering (apaya) and to continue in the repeated cycle of birth and death (samsara) with all the associated suffering.
Well maintained morality or virtue (sila) is an essential factor for the proper development of the four types of right effort. In the Bija sutta of the Samyutta Nikaya (collection of the Buddha’s connected discourses), the Buddha has stated that just as the seeds and plants that need to be supported by earth and grounded in earth for their growth, development and maturity, likewise, the disciples need to be supported by morality and grounded in morality in order to be able to successfully develop the four types of right effort.
“Just as, bhikkhus, whatever seeds and plants come to development, growth and maturity, it is supported by earth and grounded in earth that these seeds and plants come to development, growth and maturity; in the same way, bhikkhus, it is supported by virtue and grounded in virtue that a bhikkhu develops the four right efforts, that he practises assiduously the four right efforts.” (7)
In the Samvarapphadana sutta of the Anguttara Nikaya (collection of the Buddha’s numerical discourses), the Buddha has described the four types of effort as follows:
- Effort by restraint (samvara)
- Effort by abandonment (pahana)
- Effort by development (bhavana)
- Effort by protection (anurakkhana) (8)
Effort by restraint
As long as the mental defilements exist in the mind as latent tendencies (anusaya dhamma) at a dormant, subtle or preconscious level they can get aroused by a particular sense object received through a sense door. The seven latent tendencies are:
- Latent tendency of desire for sense pleasures (kamaraganusaya)
- Latent tendency of aversion (patighanusaya)
- Latent tendency of conceit (mananusaya)
- Latent tendency of wrong view (ditthanusaya)
- Latent tendency of doubt (vicikiccanusaya)
- Latent tendency of desire for existence (bhava-raganusaya)
- Latent tendency of ignorance (avijjanusaya) (9)
A disciple can practise restraint by guarding against the sense objects received through the six sense faculties of eye, ear, nose, tongue, body and the mind. For example, when a sense object is received through the eye, one practises restraint by not grasping the marks and the features of the visual object so that it cannot lead to unwholesome mental states of greed for pleasant visual objects or aversion for unpleasant visual objects. Similar restraint is practised against the sense objects received through the other five sense faculties. Two essential qualities that need to be developed in order to facilitate the restraint of the senses are mindfulness (sati) and wise attention (yoniso manasikara).
Effort by abandonment
A disciple does not tolerate the appearance of any unwholesome thoughts and gets rid of them by abandoning, dispelling, terminating and obliterating them. The unwholesome thoughts are of three types:
1. Thoughts of sensual desire (kama sankappa)
2. Thoughts of hatred (vyapada sankappa)
3. Thoughts of cruelty (vihimsa sankappa)
In the Vitakkasanthana sutta of the Majjhima Nikaya, the Buddha has described five techniques that one could apply in order to get rid of any unwholesome and evil thoughts that have arisen.
- Reflect on a different object connected with wholesome thoughts
- Ponder on the disadvantages of the unwholesome thoughts such as the confusion, delusion and suffering they can bring
- Stop paying any attention to them
- Reflect on removing the source such as the thought formation of the unwholesome thoughts
- Restrain, subdue and beat down the evil mind by the power of good mind (10)
Effort by development
The disciple is to develop wholesome mental factors such as the seven factors of enlightenment based upon seclusion, dispassion and cessation. Energy or effort is also one of the seven factors of enlightenment.
Seven factors of enlightenment (satta bojjhanga)
- Mindfulness (sati)
- Investigation of dhammas (dhamma vicaya)
- Energy or effort (viriya)
- Rapture or joy (piti)
- Tranquillity (passaddhi)
- Concentration (samadhi)
- Equanimity (upekkha)
Effort by protection
The disciple practises effort to protect an auspicious sign such as an object of concentration that has caused a wholesome state of the mind. The objects of concentration that are described are the perception of a skeleton, the perception of a worm-infested corpse, the perception of a livid corpse, the perception of a festering corpse, the perception of a fissured corpse and the perception of a bloated corpse. When wholesome mental states develop they should be protected and nurtured to grow and reach full maturity and perfection.
Another group of mental defilements that need to be prevented from developing through sense restraint and abandoned when developed are the five mental hindrances (pancha nivarana). They are called mental hindrances as they are able to obstruct the spiritual path particularly during meditation, by negatively affecting the quality of the concentration of the mind and the development of insight. One may be able to identify one or more of the mental hindrances that are likely to negatively affect during the practice of meditation or in a habitual manner during life in general.
The five mental hindrances:
- Sensual desire (kamacchanda)
- Ill-will (vyapada)
- Sloth and torpor (thina-middha)
- Restlessness and remorse (uddhacca-kukkucca)
- Sceptical doubt (vicikicca) (11)
Sensual desire is the desire or craving for sense pleasures; pleasant visible objects, pleasant sounds, pleasant smells, pleasant tastes and pleasant tangible objects received through the five sense organs of eye, ear, nose, tongue and the body. Ill-will which includes several states of negative emotions such as anger, resentment, aversion, animosity etc. develops when unwise attention (ayoniso manasikara) is frequently given to any unpleasant object. Sloth and torpor is a negative mental state that can arise during meditation in the form of lethargy, laziness, lassitude and sluggishness of the mind which can hinder and obstruct the progress of meditation. Restlessness of the mind and remorse about unwholesome things that one has done or wholesome things that one has not done will hinder and obstruct the development of concentration and tranquillity of the mind during both concentration and insight meditation. Doubt may arise in relation to the Buddha, Dhamma (Buddha’s teaching), Sangha (Community of Buddhist monastics) and the training that is required to be followed such as the morality (sila), concentration (samadhi) and wisdom (panna).
In applying effort to develop one’s spiritual development, it needs to be maintained from the beginning till the final liberation. Depending on the stage of a particular task there are three types of effort:
- Effort required to begin a particular action (arambha dhatu viriya)
- Effort required to sustain an action in spite of obstacles (nikkama dhatu viriya)
- Effort required to continue till the completion of an action (parakkama dhatu viriya)
To succeed in one’s spiritual journey and attain enlightenment, one needs to apply the right level of effort. Too much effort or too little effort could both hinder the path to enlightenment. In the Sona sutta of the Anguttara Nikaya, Venerable Sona had applied too much effort in his desire to become enlightened by keeping awake throughout the three months of the rainy season and maintaining only the two postures of sitting and walking. When he was just about to give up the monastic life as he could not succeed in his meditation practice due to the excess effort that he applied, the Buddha approached him to offer appropriate advice. Using the simile of the lute, the musical instrument that Sona had been skilled in playing before becoming a Buddhist monk, the Buddha got him to agree that when the strings of the lute are too tight or too loose it will not produce the right sound. Similarly, the Buddha advised him that in meditation, too much effort will lead to restlessness (uddacca) while too little effort will lead to sloth and torpor (thina middha) both of which are mental hindrances affecting the meditation process (12).
The factor of effort is an essential factor in one’s journey towards the final goal of enlightenment and appears nine times among the thirty seven requisites of enlightenment.
- As the four types of effort
- As effort in the four bases of power
- As effort in the five spiritual faculties
- As effort in the five spiritual powers
- As effort in the seven factors of enlightenment
- As right effort in the Noble Eight-fold Path (13)
The Buddha always maintained the fact that neither He nor any other supreme being can liberate anyone from their suffering or from the cycle of birth and death (samsara) and that one must liberate oneself through their own effort.
In the Canki sutta of the Majjhima Nikaya, the Buddha has emphasised the importance of right effort in one’s spiritual journey towards the final attainment of the Truth.
“Exertion is most helpful for the final attainment of the truth. If one didn’t make an exertion, one wouldn’t finally attain the truth. Because one makes an exertion, one finally attains the truth. Therefore exertion is most helpful for the final attainment of the truth.” (14)
References
- Bhikkhu Bodhi, 1999, A Comprehensive Manual of Abhidhamma, translated from Pali by Mahathera Narada, Buddhist Publication Society, Kandy, Sri Lanka.
- Bhikkhu Bodhi1994, The Noble Eightfold Path, The Way to the End of Suffering, The Wheel Publications No: 308/311, Buddhist Publication Society, Kandy, Sri Lanka.
- Maurice Walshe 1987, Mahaparinibbana Sutta, Thus Have I Heard, Translation of The Long Discourses of the Buddha, Wisdom Publications, London, England.
- Bhikkhu Nanamoli and Bhikkhu Bodhi 1995, Kitagiri Sutta, Translation of the Middle Length Discourses of the Buddha, Wisdom Publications.
- Bhikkhu Nanamoli and Bhikkhu Bodhi 1995, Satipatthana Sutta, Translation of the Middle Length Discourses of the Buddha, Wisdom Publications.
- Bhikkhu Nanamoli and Bhikkhu Bodhi 1995, Mahasakuludayin Sutta, Translation of the Middle Length Discourses of the Buddha, Wisdom Publications.
- Bhikkhu Bodhi 1999, Bija Sutta, Connected Discourses of the Buddha, A Translation of the Samyutta Nikaya, Wisdom Publications.
- Bhikkhu Bodhi 2012, Samvarapphadana sutta, The Numerical Discourses of the Buddha; Anguttara Nikaya, Wisdom Publications.
- Bhikkhu Bodhi 2012, Anusaya sutta, The Numerical Discourses of the Buddha; Anguttara Nikaya, Wisdom Publications.
- Bhikkhu Nanamoli and Bhikkhu Bodhi 1995, Vitakkasanthana Sutta, Translation of the Middle Length Discourses of the Buddha, Wisdom Publications.
- Nyanaponika Thero 1993, Five Mental Hindrances and Their Conquest, Wheel Publication No: 26, Buddhist Publication Society, Kandy, Sri Lanka.
- Bhikkhu Bodhi 2012, Sona sutta, The Numerical Discourses of the Buddha, Anguttara Nikaya, Wisdom Publications.
- Ven. Ladi Sayadaw 1971, The Requisites of Enlightenment: Bodhipakkhiya Dipani, Book Publication BP412S, Buddhist Publication Society, Kandy, Sri Lanka.
- Bhikkhu Nanamoli and Bhikkhu Bodhi 1995, Canki Sutta, Translation of the Middle Length Discourses of the Buddha, Wisdom Publications.
End.